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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-02-11
TX RA APPROVED 2023-02-11
  • LA RA
    APPROVED
    Since 2023-02-11
  • TX RA
    APPROVED
    Since 2023-02-11

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New Orleans LA 03/2020 04/2022
Jpmorgan Securities Llc New Orleans LA 03/2020 04/2022
Jpmorgan Chase Bank Na New York NY 07/2017 03/2020
Starbucks (Hyatt Regency) New Orleans LA 08/2016 06/2017
Tulane University School Of Medicine New Orleans LA 11/2013 01/2017
Tulane University New Orleans LA 08/2013 05/2017
Tailwater Capital Llc Dallas TX 05/2022 10/2022
Jpmorgan Chase Bank, N.A. New Orleans LA 11/2022 Present
J.P. Morgan Securities Llc New Orleans LA 11/2022 Present
Sloth Fits, Llc New Orleans LA 05/2024 Present
Club Pilates New Orleans LA 02/2026 05/2026
  • 03/2020 → 04/2022
    Jpmorgan Chase Bank Na
    New Orleans, LA
  • 03/2020 → 04/2022
    Jpmorgan Securities Llc
    New Orleans, LA
  • 07/2017 → 03/2020
    Jpmorgan Chase Bank Na
    New York, NY
  • 08/2016 → 06/2017
    Starbucks (Hyatt Regency)
    New Orleans, LA
  • 11/2013 → 01/2017
    Tulane University School Of Medicine
    New Orleans, LA
  • 08/2013 → 05/2017
    Tulane University
    New Orleans, LA
  • 05/2022 → 10/2022
    Tailwater Capital Llc
    Dallas, TX
  • 11/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 11/2022 → Present
    New Orleans, LA
  • 05/2024 → Present
    Sloth Fits, Llc
    New Orleans, LA
  • 02/2026 → 05/2026
    Club Pilates
    New Orleans, LA
Other Businesses

Entity Name: Join Re-Femme Inc Investment related: No Address: https://www.joinrefemme.com/ Nature of the other business: Medical Position/Title/Relationship: Owner/Partner Start Date: 07/06/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Re-Femme is a web a platform that provides a curated wellness registry for women navigating cancer treatment. This is a 'venture' investment in a pre-seed company; a local entrepreneur started this platform and is raising capital to get it off the ground. I would be investing as an individual investor. Entity Name: Sloth Fits, LLC Investment related: No Address: New Orleans, LA 70124 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 05/11/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Online consignment; secondhand clothing re-sale through online apps

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2020-08-28
  • S65 Uniform Investment Adviser Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2020-08-28

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