Patrick James Couch

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Saint Augustine Catholic School
  Memphis, TN
• 06/2018 → 03/2020
  University Of Notre Dame
  Notre Dame, IN
• 05/2020 → 04/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2020 → 04/2023
  Northwestern Mutual Investment Services Llc
  Chicago, IL
• 04/2022 → 04/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2023 → Present
  Shoemaker (Healy) Financial
  South Bend, IN
• 04/2023 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 04/2023 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  South Bend, IN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2023 → Present
  Healy Financial
  South Bend, IN

Previous Registrations

• 2023-06-14 → 2023-08-10
  Securian Financial Services, Inc.
  South Bend, IN
  St. Paul, MN

Other Businesses

1. SHOEMAKER FINANCIAL, 2176 WEST ST STE 100 GERMANTOWN TN 38138, INVESTMENT RELATED, FIXED INSURANCE AGENT, 04/2023-ONGOING, 8 HRS PER MO, 8 HRS PER MO TRADING* 2. Reading in Motion, Chicago, IL, Not investment related, Non-profit, Advisory board, 05/2022-ongoing, 2 hr/month business, 0 hr/month trading** 3. NAME OF OTHER BUSINESS: HEALY FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-09
• S63 Uniform Securities Agent State Law Examination
  2021-08-16

Other Names

• Patrick James Couch