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Erika Martinez

Ubs Financial Services Inc.

Hartford, CT

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-26
  • CT RA
    APPROVED
    Since 2026-02-26

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glastonbury CT 11/2015 01/2026
Bank Of America, N.A. Glstonbury CT 11/2015 01/2026
Ubs Financial Services Inc Hartford CT 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-25
  • S66 Uniform Combined State Law Examination
    2020-08-25
Other Names
  • Erika Martinez Gomez
  • Erika Martinez

View on SEC IAPD

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