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Brook Alexis Maziasz

Mml Investors Services, LLC

Birch Run, MI

Saginaw, MI

CRD 7240866

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-06
  • MI RA
    APPROVED
    Since 2024-05-06

Branch Locations

Birch Run, MI • United States

4800 Fashion Square Blvd Suite 472, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Saginaw MI 03/2020 Present
The Podium Group Southfield MI 03/2020 08/2020
Table Midland MI 08/2016 05/2017
Midland Dolphins Midland MI 08/2017 08/2018
Ranch Rudolf Traverse City MI 05/2017 08/2017
Wild Bills Tobacco Clawson MI 08/2018 03/2020
Massmutual Life Insurance Co Saginaw MI 04/2022 Present
Soho Ferndale MI 08/2020 05/2021
  • 03/2020 → Present
    Saginaw, MI
  • 03/2020 → 08/2020
    The Podium Group
    Southfield, MI
  • 08/2016 → 05/2017
    Table
    Midland, MI
  • 08/2017 → 08/2018
    Midland Dolphins
    Midland, MI
  • 05/2017 → 08/2017
    Ranch Rudolf
    Traverse City, MI
  • 08/2018 → 03/2020
    Wild Bills Tobacco
    Clawson, MI
  • 04/2022 → Present
    Massmutual Life Insurance Co
    Saginaw, MI
  • 08/2020 → 05/2021
    Soho
    Ferndale, MI
Other Businesses

(1) NAME: BROOK MAZIASZ INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: RETAIL SALES POSITION: SALES ASSOCIATE START DATE: 9/1/2021 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: .5 DUTIES: CLOTHING SALES. (2) NAME: BROOK MAZIASZ INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 2/1/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Other Names
  • Brook Alexis Prohaska

View on SEC IAPD

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