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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
Branch Locations
300 S Tryon St, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2022 | 09/2024 |
| Piedmont Airline Inc. | Charlotte | NC | 09/2018 | 09/2024 |
| 4 U Financial Services | Charlotte | NC | 03/2020 | 06/2022 |
| Unemployed | Charlotte | NY | 03/2018 | 09/2018 |
| Emirates Airline | Dubai | 02/2015 | 03/2018 | |
| Ameriprise Financial Services, Llc | Charlotte | NC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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