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Garth O Young

Stifel, Nicolaus & Company, Incorporated

Palm Desert, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-21
TX RA APPROVED 2015-01-02
  • CA RA
    APPROVED
    Since 2023-06-21
  • TX RA
    APPROVED
    Since 2015-01-02

Branch Locations

74245 Highway 111 Suite 200, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Seattle WA 12/2014 Present
  • 12/2014 → Present
    Stifel Nicolaus & Co Inc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-20
S63 Uniform Securities Agent State Law Examination 1998-10-07
  • S65 Uniform Investment Adviser Law Examination
    1998-10-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-07
Designations
Other Names
  • Garth Young

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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