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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-01-03 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1415 Rolkin Court, Suite 204, Charlottesville, VA 22911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bofa Securities, Inc. | New York | NY | 07/2020 | 03/2021 |
| United States Navy | Fallon | NV | 05/2010 | 09/2020 |
| Bank Of America | New York | NY | 03/2020 | 06/2020 |
| University Of North Carolina Kenan-Flagler Business School | Chapel Hill | NC | 01/2019 | 05/2020 |
| The Legacy Foundation | Charlottesville | VA | 04/2021 | Present |
| Us Navy Reserve | Richmond | VA | 04/2021 | 06/2023 |
| Lpl Financial, Llc | Charlottesville | VA | 03/2021 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2022 | Present |
1) 08/25/2022 - Private Advisor Group - DBA: The Legacy Foundation, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Business Development - Start Date - 4/8/21 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 08/25/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Business Development - Start Date - 4/8/21 - 100 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/12/2023 - The Legacy Foundation LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/31/2023 - 15 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-18 |
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