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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Cincinnati | OH | 02/2020 | 10/2021 |
| Tms Toyota North American Parts Center Ky | Hebron | KY | 07/2007 | 02/2021 |
| The Prudential Insurance Company Of America | Cincinnati | OH | 06/2020 | 10/2021 |
| New York Life | Cincinnati | OH | 11/2021 | 04/2022 |
| Assurance Iq | Cincinnati | OH | 04/2022 | 02/2024 |
| Fidelity Investments | Covington | KY | 02/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-15 |
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