Nicklaus J Conn

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 10/2021
  Td Ameritrade
  Southlake, TX
• 10/2019 → 02/2020
  Unemployed
  Trophy Club, TX
• 09/2018 → 09/2019
  Konica Minolta
  Dallas, TX
• 06/2018 → 08/2018
  Unemployed
  Trophy Club, TX
• 09/2014 → 05/2018
  Texas Tech University
  Lubbock, TX
• 07/2021 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2021 → Present
  Charles Schwab Bank, Ssb
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-09-21
• S63 Uniform Securities Agent State Law Examination
  2020-07-13

Other Names

• Nicklaus Conn