Sean Alexander Kram

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 10/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 12/2018 → 05/2019
  Sonoma State University
  Rohnert Park, CA
• 09/2018 → 11/2018
  Robert Half International
  Santa Rosa, CA
• 07/2018 → 09/2018
  Unemployed
  Santa Rosa, CA
• 10/2017 → 07/2018
  Robert Half International
  Los Angeles, CA
• 08/2016 → 10/2017
  Tcs World Travel
  Seattle, WA
• 02/2023 → 08/2023
  First Republic Investment Management, Inc
  Los Angeles, CA
• 09/2023 → 07/2024
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 08/2024 → 04/2025
  Lion Street Financial
  Austin, TX
• 08/2024 → 04/2025
  Lion Street Advisors
  Austin, TX
• 05/2026 → Present
  Citizens Bank
  Los Angeles, CA
• 05/2026 → Present
  Citizens Securities, Inc.
  Los Angeles, CA
• 05/2026 → Present
  Citizens Private Wealth
  Los Angeles, CA
• 08/2024 → 05/2026
  Blue Ocean Companies
  Bellevue, WA

Previous Registrations

• 2024-08-13 → 2025-04-23
  Lion Street Advisors, Llc
  Bellevue, WA
  Austin, TX
• 2023-02-13 → 2024-08-05
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
• 2024-05-22 → 2024-08-01
  J.P. Morgan Securities Llc
  Jersey City, NJ
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-02-10