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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-10-19 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
38 Mulberry Street Suite 103, Leeds, MA 01053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Framingham | MA | 05/2009 | Present |
| Gwn Securities Inc | Palm Beach Gardens | FL | 07/2015 | Present |
NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES) ABMM FINANCIAL TIME SPENT 10 HOURS. JM FINANCIAL WEALTH MANAGEMENT, Is Investment Related, DBA, Financial Professional 07/24/2015,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-26 |
| S66 | Uniform Combined State Law Examination | 2006-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-28 |
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