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Michael Jared Shaw

Wells Fargo Clearing Services, LLC

Mooresville, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-27
  • NC RA
    APPROVED
    Since 2025-05-27

Branch Locations

153 N Main St, Mooresville, NC 28115 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Charlotte NC 04/2020 05/2025
Regions Bank Knoxville TN 05/2018 04/2020
Elfi Knoxville TN 04/2018 05/2018
Unemployed Greenville SC 01/2018 04/2018
Onemain Financial Services Simpsonville SC 05/2005 01/2018
Morgan Stanley Private Bank, N.A. New York NY 06/2020 05/2025
Wells Fargo Clearing Services, Llc Charlotte NC 05/2025 Present
Morgan Stanley Private Bank, N.A New York NY 06/2020 Present
  • 04/2020 → 05/2025
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 05/2018 → 04/2020
    Regions Bank
    Knoxville, TN
  • 04/2018 → 05/2018
    Elfi
    Knoxville, TN
  • 01/2018 → 04/2018
    Unemployed
    Greenville, SC
  • 05/2005 → 01/2018
    Onemain Financial Services
    Simpsonville, SC
  • 06/2020 → 05/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 06/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2020-07-15 → 2025-06-11
    Morgan Stanley
    Knoxville, TN
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-14
  • S66 Uniform Combined State Law Examination
    2020-07-14
Designations

View on SEC IAPD

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