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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-10-01
  • CA RA
    APPROVED
    Since 2013-10-01

Branch Locations

5640 E Kings Canyon, Fresno, CA 93727 • United States

4986 E. Clinton Way, Fresno, CA 93727 • United States

740 Bethel Ave, Sanger, CA 93657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Educational Emplyees Cu. Fresno CA 07/2000 Present
Lpl Financial Llc Fresno CA 10/2013 Present
  • 07/2000 → Present
    Educational Emplyees Cu.
    Fresno, CA
  • 10/2013 → Present
    Fresno, CA
Previous Registrations
  • 2007-09-14 → 2013-10-01
    Cetera Wealth Services, Llc
    Clovis, CA
    Visalia, CA
    Visalia, CA
    Fresno, CA
    Selma, CA
    Reedley, CA
    Fresno, CA
    Fresno, CA
Other Businesses

(1) 10/01/2013: NO BUSINESS NAME - INV REL - 6836 E. ALTA AVE, FRESNO, CA 93727 & 5313 E. TRUMAN AVE, FRESNO, CA 93725 & 4819 E. PINE AVE, FRESNO, CA 93727 - REAL ESTATE RENTAL - 1% OF TIME SPENT - PROPERTY CO-OWNER (2) 10/01/2013: EECU MEMBER INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-02-02
Designations
Other Names
  • Kong Toui Nanthavongdouangsy
  • Amanda Kong Nanthavongdouangsy

View on SEC IAPD

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