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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-07-09
TN RA APPROVED 2023-06-30
  • KY RA
    APPROVED
    Since 2026-07-09
  • TN RA
    APPROVED
    Since 2023-06-30

Branch Locations

124 E. Bockman Way, Sparta, TN 38583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rick Lee Insurance Agency Sparta TN 04/2019 Present
State Farm Vp Management Corp. Sparta TN 04/2020 Present
State Farm Insurance Atlanta GA 11/2018 04/2019
Corky Cross Insurance Agency Mount Juliet TN 03/2016 11/2018
State Farm Investment Management Corp Sparta TN 06/2023 Present
  • 04/2019 → Present
    Rick Lee Insurance Agency
    Sparta, TN
  • 04/2020 → Present
    State Farm Vp Management Corp.
    Sparta, TN
  • 11/2018 → 04/2019
    State Farm Insurance
    Atlanta, GA
  • 03/2016 → 11/2018
    Corky Cross Insurance Agency
    Mount Juliet, TN
  • 06/2023 → Present
    Sparta, TN
Other Businesses

1) Richard H Lee II; Investment-related; 124 E Bockman Way, Sparta, TN 38583; Investment or Commercial property; owner; 8/5/2021; 2; 2; none. 2) Sparta Rotary Club; non-investment-related; P.O. Box 6292, Sparta, TN 38583; Membership/Civic/Fraternal Organization; board member; 7/1/2021; 4; 0; The scope of my responsibilities as treasurer include keeping track of bills and membership dues and donations, as well as maintaining the books for the organization. Under no circumstances would any money be co-mingled with the premium fund account. 3) Rick Lee Insurance Agency; Investment-related; 124 E Bockman Way Sparta, TN 38583-2036; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 4/1/2019; 80; 80; Service customers and supervise employees 4) Sparta Rotary Club; Non-investment-related; PO BOX 6292 Sparta TN 38583; Membership/Civic/Fraternal Organization; Officer; Director (includes sitting on Board of Directors); President; 07/01/2023; 10; 5; Control of the checkbook, pay bills/Co-Signor on checking account, The role of president is to oversee the activities of the club. This is done by leading board meeting, organizing and attending community fundraisers, and resolving any issues that could come up in the club, This is a local club that does philanthropic projects throughout the community 5) Richard H Lee Ii - Property #1 (Personally Held Real Estate); investment-related; 910 Bramlett Kemp Rd. Greensburg, KY 42743; Investment or Commercial Property; Owner; none; 5/1/2008; 1; 0; Duties: Personally Held Real Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2020-08-31
Designations
Other Names
  • Rick Lee
  • Ricky Lee
  • Richard Henry Lee

View on SEC IAPD

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