Donald James Randolph

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2008-09-29

TN RA
APPROVED

Since 2008-09-29

Branch Locations

272 N Spring Street, Sparta, TN 38583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Sparta	TN	09/2008	Present

09/2008 → Present

Lpl Financial, Llc

Sparta, TN

Previous Registrations

2007-03-22 → 2008-09-29

Edward Jones

Sparta, TN

Other Businesses

1. 11/26/2008 - DBA ONLY - DONALD RANDOLPH INVESTMENT SERVICES - SPARTA, TN. 2. 3/18/2009 - DBA ONLY - DON RANDOLPH & ASSOCIATES INVESTMENT SERVICES - SPARTA, TN.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-20
S63	Uniform Securities Agent State Law Examination	2002-06-20

S66 Uniform Combined State Law Examination

2007-03-20
S63 Uniform Securities Agent State Law Examination

2002-06-20

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews