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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-10-08 |
Branch Locations
80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States
7242 State Route 9 Ste B, Plattsburgh, NY 12901 • United States
Morrisonville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Albany | NY | 03/2020 | Present |
| Community Bank Na | Canton | NY | 12/2016 | 03/2020 |
| Best Western University Inn | Canton | NY | 05/2016 | 12/2016 |
Board of Directors; CCC Foundation; Foundation Board member; 136 Clinton Point Dr, , Plattsburgh, NY, 12901; Investment-Related; 03/21/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FFLIH LLC; NA - Support Practice but I do not work on managing FFLIH LLC; ; 80 Wolf Rd, Suite 102, , Albany, NY, 12205; Not Investment-Related; 03/16/2020; 60 hours per month; 60 during trading hours / INETWORK NY LLC; Consultant - help consult with Franchise Consulting clients.; Franchise Consulting; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 08/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-19 |
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