Danny Koh

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 05/2021
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 03/2016 → 02/2022
  Wells Fargo Bank, Na
  Anaheim, CA
• 07/2021 → 02/2022
  Wells Fargo Clearing Services, Llc
  Anaheim, CA
• 02/2022 → 07/2023
  First Republic Securities Company, Llc
  Los Angeles, CA
• 02/2022 → 07/2023
  First Republic Investment Management, Inc
  Los Angeles, CA
• 07/2023 → Present
  Ubs Financial Services Inc
  Irvine, CA

Previous Registrations

• 2022-03-01 → 2023-07-10
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
• 2021-08-13 → 2022-03-03
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Anaheim, CA
• 2021-01-30 → 2021-05-26
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Downey, CA
  Long Beach, CA
  Long Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-01-29