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Brian Michael Mcgovern

Private Advisor Group, LLC

Morristown, NJ

Berkeley Heights, NJ

CRD 7238670

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-03-17
  • NJ RA
    APPROVED
    Since 2020-03-17

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Berkeley Heights, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Morristown NJ 03/2020 Present
Mcgovern Garry Llc Berkley Heights NJ 01/2005 Present
Other Businesses

1.Mr. McGovern provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Mr. McGovern provides. Clients can engage Mr. McGovern for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 2.Mr. McGovern is a Board Member for QuantumXchange, Inc. but does not receive any compensation. This activity is separate and apart from Private Advisor Group. 3.Mr. McGovern uses Cavan Wealth Management, LLC as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 4.Mr. McGovern is a partner in McGovern Garry LLC, a CPA firm providing tax and consulting services, which is separate and apart from Private Advisor Group. 5. Mr. McGovern holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. McGovern provides through Private Advisor Group.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-27
  • S65 Uniform Investment Adviser Law Examination
    2020-01-27

View on SEC IAPD

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