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Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-25
TX RA APPROVED 2022-03-25
  • FL RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED
    Since 2022-03-25

Branch Locations

11000 Prosperity Farms Road, Palm Beach Gardens, FL 33410 • United States

11000 Prosperity Farms Road Suite 300, Palm Beach Gardens, FL 33410 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Tampa FL 04/2020 03/2022
International Alliance Of Healthcare Educators Palm Beach Gardens FL 10/2017 04/2020
Granite West Palm Beach FL 08/2016 09/2017
Thurston Springer Financial Indianapolis IN 03/2022 Present
  • 04/2020 → 03/2022
    Ameriprise Financial Services Inc
    Tampa, FL
  • 10/2017 → 04/2020
    International Alliance Of Healthcare Educators
    Palm Beach Gardens, FL
  • 08/2016 → 09/2017
    Granite
    West Palm Beach, FL
  • 03/2022 → Present
    Thurston Springer Financial
    Indianapolis, IN
Previous Registrations
Other Businesses

1) Florida Wildlife Federation, not business related, non-profit, Board of Director, 5/01/2021 start date, 4 hours a month none during market hours, Attend quarterly meeting to help with guidance on growth and optimization. 2) DBA Conservation Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Clinton Trotta

View on SEC IAPD

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