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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-03 |
| IL | RA | APPROVED | 2024-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chicago | IL | 03/2020 | Present |
| Target Corporation | Naperville | IL | 06/2017 | 08/2017 |
| Markpol Distributors | Wood Dale | IL | 03/2016 | 08/2018 |
| Sericum Via Llc | Naperville | IL | 08/2018 | 02/2020 |
| University Of Illinois At Chicago | Chicago | IL | 08/2014 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-27 |
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