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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-01 |
| PA | RA | APPROVED | 2020-08-07 |
Branch Locations
5 Caufield Place Suite 201, Newtown, PA 18940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Newtown | PA | 03/2020 | Present |
| Thompson Bmw | Doylestown | PA | 04/2016 | 03/2020 |
| Not Provided | Holland | PA | 05/2022 | 06/2024 |
(1)Name of Business: Shir Ami Address: 101 Richboro Newtown Road, Newtown, PA, 18940, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help review investment accounts and investment policies to guide the organization along with their hired investment advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-06 |
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