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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-01
PA RA APPROVED 2020-08-07
  • TX RA
    APPROVED_RES
    Since 2025-07-01
  • PA RA
    APPROVED
    Since 2020-08-07

Branch Locations

Holland, PA • United States

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Newtown PA 03/2020 Present
Thompson Bmw Doylestown PA 04/2016 03/2020
Not Provided Holland PA 05/2022 06/2024
Other Businesses

(1)Name of Business: Shir Ami Address: 101 Richboro Newtown Road, Newtown, PA, 18940, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 10/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help review investment accounts and investment policies to guide the organization along with their hired investment advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-06
  • S66 Uniform Combined State Law Examination
    2020-08-06
Other Names
  • Ryan M Gordon
  • Ryan Gordon

View on SEC IAPD

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