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Kristian Anders Swanson

Osaic Wealth, Inc.

East Peoria, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

430 N Main Street, East Peoria, IL 61611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2020 01/2021
The Fish House Peoria IL 07/2010 06/2023
Pearl Insurance Peoria IL 07/2019 11/2019
Grove Point Investment, Llc Rockville MD 06/2021 05/2022
Grove Point Advisors, Llc Rockville MD 09/2021 05/2022
Woodbury Financial Services Inc Peoria IL 05/2022 08/2023
Woodbury Financial Services Inc East Peoria IL 11/2023 01/2024
Osaic Wealth, Inc. East Peoria IL 01/2024 Present
  • 07/2020 → 01/2021
    Equitable Advisors, Llc
    New York, NY
  • 07/2010 → 06/2023
    The Fish House
    Peoria, IL
  • 07/2019 → 11/2019
    Pearl Insurance
    Peoria, IL
  • 06/2021 → 05/2022
    Grove Point Investment, Llc
    Rockville, MD
  • 09/2021 → 05/2022
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2022 → 08/2023
    Woodbury Financial Services Inc
    Peoria, IL
  • 11/2023 → 01/2024
    Woodbury Financial Services Inc
    East Peoria, IL
  • 01/2024 → Present
    Osaic Wealth, Inc.
    East Peoria, IL
Previous Registrations
  • 2023-11-06 → 2024-01-19
    Woodbury Financial Services, Inc.
    East Peoria, IL
  • 2022-05-06 → 2023-06-08
    Woodbury Financial Services, Inc.
    Peoria, IL
  • 2021-09-23 → 2022-05-06
    Grove Point Advisors, Llc
    Peoria, IL
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-22
  • S66 Uniform Combined State Law Examination
    2021-09-22
Other Names
  • Kristian Swanson
  • Kristian Anders Swanson

View on SEC IAPD

Other Firms

MIDWESTERN SECURITIES TRADING CO.,LLC
LPL ENTERPRISE, LLC
EDWARD JONES
GENEOS WEALTH MANAGEMENT, INC.
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

CASSANDRA LEE TARABOLETTI
ANDREW RICHARD REED
SCOTT MICHAEL FISHER
Troy Daniel Martina
KENDALL MICHAEL COX
Nathaniel Mayes
Joshua William Janssen
Connor Thomas Reinarman

Other Offices

MIDWESTERN SECURITIES TRADING CO.,LLC · EAST PEORIA, IL
LPL ENTERPRISE, LLC · EAST PEORIA, IL
EDWARD JONES · EAST PEORIA, IL
MIDWESTERN SECURITIES TRADING COMPANY, LLC · EAST PEORIA, IL
GENEOS WEALTH MANAGEMENT, INC. · East Peoria, IL
LPL FINANCIAL LLC · PEORIA, IL
MML INVESTORS SERVICES, LLC · Peoria, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

More in East Peoria, IL

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