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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 02/2020 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 02/2020 | Present |
| Jpmorgan Servicios Sa | Mexico City | 01/2004 | 01/2020 |
Entity Name: Candher S.A. de C.V Investment related: No Address: Sierra Tarahumara 715 Col. Lomas de Chapultepec CDMX, 11000 Mexico Candher.com Nature of the other business: Distribution of safety footwear and workwear. Position/Title/Relationship: Passive Investor Start Date: 22-May-2015 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive Investor Candamo Bienes Raices S.A. de C.V.; No; Puerto de Gibraltar #20 Col. Arbide Leon, Gto; Real Estate Broker/Dealer; Investor; Aug 12, 2006; 0 hrs/month; 0 hrs during securities trading hours; Passive Investor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-04 |
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