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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-24 |
| TX | RA | APPROVED | 2023-01-24 |
Branch Locations
401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States
9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 03/2020 | 03/2021 |
| Edmisten Heating And Cooling | Boone | NC | 06/2019 | 07/2019 |
| Elephant Structures | Boone | NC | 05/2018 | 08/2018 |
| Appalachian State University | Boone | NC | 01/2016 | 12/2019 |
| Robinhood Financial, Llc | Charlotte | NC | 09/2021 | 10/2022 |
| Wells Fargo Advisors | Charlotte | NC | 03/2021 | 09/2021 |
| N/A | Reidsville | NC | 01/2020 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2022 | Present |
| Advantage Workforce Services | Charlotte | NC | 09/2022 | 10/2022 |
| Bank Of America, N.A. | Charlotte | NC | 12/2022 | Present |
I*1069303For profit or not for profit: Entity For ProfitName of outside business organization: DoorDashInvestment related: NAddress of business: San Francisco, California, 94107Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 11/14/2022Number of hours devoted: 30 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Food delivery driver, Delivering food I* 1788318 For profit or not for profit: Entity For Profit Name of outside business organization: B&S Homestead Gurus, LLC Investment related: no Address of business: Charlotte, NC, 28213 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 08/09/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Fix and flip mobile homes/residential properties. Wholesaling homes/mobile homes. I will be a member and my responsibilities include assisting with the operations of the business (finding properties, analyzing real estate deals, rehabilitation or finding contractors, exiting the deal)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-11 |
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