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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-24
TX RA APPROVED 2023-01-24
  • NC RA
    APPROVED
    Since 2023-01-24
  • TX RA
    APPROVED
    Since 2023-01-24

Branch Locations

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 03/2020 03/2021
Edmisten Heating And Cooling Boone NC 06/2019 07/2019
Elephant Structures Boone NC 05/2018 08/2018
Appalachian State University Boone NC 01/2016 12/2019
Robinhood Financial, Llc Charlotte NC 09/2021 10/2022
Wells Fargo Advisors Charlotte NC 03/2021 09/2021
N/A Reidsville NC 01/2020 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2022 Present
Advantage Workforce Services Charlotte NC 09/2022 10/2022
Bank Of America, N.A. Charlotte NC 12/2022 Present
  • 03/2020 → 03/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2019 → 07/2019
    Edmisten Heating And Cooling
    Boone, NC
  • 05/2018 → 08/2018
    Elephant Structures
    Boone, NC
  • 01/2016 → 12/2019
    Appalachian State University
    Boone, NC
  • 09/2021 → 10/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 03/2021 → 09/2021
    Wells Fargo Advisors
    Charlotte, NC
  • 01/2020 → 03/2020
    N/A
    Reidsville, NC
  • 10/2022 → Present
    Charlotte, NC
  • 09/2022 → 10/2022
    Advantage Workforce Services
    Charlotte, NC
  • 12/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*1069303For profit or not for profit: Entity For ProfitName of outside business organization: DoorDashInvestment related: NAddress of business: San Francisco, California, 94107Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 11/14/2022Number of hours devoted: 30 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Food delivery driver, Delivering food I* 1788318 For profit or not for profit: Entity For Profit Name of outside business organization: B&S Homestead Gurus, LLC Investment related: no Address of business: Charlotte, NC, 28213 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 08/09/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Fix and flip mobile homes/residential properties. Wholesaling homes/mobile homes. I will be a member and my responsibilities include assisting with the operations of the business (finding properties, analyzing real estate deals, rehabilitation or finding contractors, exiting the deal)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-11
S63 Uniform Securities Agent State Law Examination 2020-09-11
  • S66 Uniform Combined State Law Examination
    2023-01-11
  • S63 Uniform Securities Agent State Law Examination
    2020-09-11
Other Names
  • Noel Levon Cook
  • Noel Cookjr

View on SEC IAPD

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