Bowen Guan

Employer firm

Transglobal Advisory, LLC CRD 168709

$58.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CASH MANAGEMENT AND ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  Transglobal Holding
  Monrovia, CA
• 05/2017 → 05/2019
  California State University Fullerton
  Fullerton, CA
• 01/2014 → 12/2016
  California State University Fullerton
  Fullerton, CA
• 05/2019 → Present
  Transglobal Holding
  Irivne, CA
• 12/2016 → 05/2017
  Transpacific Financial
  San Jose, CA
• 03/2020 → Present
  Globalink Securities Inc
  Pasadena, CA
• 07/2026 → Present
  Transglobal Advisory
  Monrovia, CA

Other Businesses

1. Transglobal Holding Company, Irvine, CA, Regional Insurance Sales Support from 10/2019, 80 hours per month, salary based. Provide fixed insurance and annuity support to insurance agents. Not securities related. 2. Transglobal Advisory, Monrovia, CA, RIA Operation Manager from 07/2026, 80 hours per month, salary based. Focus on operational and administrative responsibilities in TGA. Securities related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-10-27

Designations

• Certified Financial Planner