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Asha S Patel

LPl Financial LLC

White Lake, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-09
  • MI RA
    APPROVED
    Since 2024-12-09

Branch Locations

3671 Highland Rd, White Lake, MI 48383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genisys Credit Union White Lake MI 09/2016 Present
Cetera Advisor Networks El Segundo CA 03/2020 11/2020
Cetera Advisor Networks Llc El Segundo CA 11/2020 12/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2024
Lpl Financial Llc White Lake MI 12/2024 Present
  • 09/2016 → Present
    Genisys Credit Union
    White Lake, MI
  • 03/2020 → 11/2020
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2020 → 12/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 12/2024
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 12/2024 → Present
    Lpl Financial Llc
    White Lake, MI
Previous Registrations
  • 2023-06-29 → 2024-12-23
    Cetera Investment Advisers Llc
    Waterford, MI
    Waterford, MI
    Waterford, MI
    White Lake, MI
  • 2021-06-22 → 2023-06-29
    Cetera Wealth Services, Llc
    Rochester Hills, MI
    Auburn Hills, MI
    Waterford, MI
    Waterford, MI
    Commerce Twp, MI
    Waterford, MI
    Wixom, MI
    Plymouth, MI
    Ypsilanti, MI
    White Lake, MI
Other Businesses

1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-14
  • S66 Uniform Combined State Law Examination
    2021-06-14
Other Names
  • Ashaben S Patel

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FINANCIAL FREEDOM HOUSE
AMERIPRISE FINANCIAL SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
BANKERS LIFE ADVISORY SERVICES, INC.

Other Investors

Matthew Clinton Bade
PATRICK KEVIN LEE
Ryan Matthew Scherer
LISA RENEE MADILL
Robert Steele
Joseph Alfred Fagan
BRIAN JAMES MCISAAC
JAMES C DENNY

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · White Lake, MI
EDWARD JONES · WATERFORD, MI
J.P. MORGAN SECURITIES LLC · WATERFORD, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Waterford, MI
FINANCIAL FREEDOM HOUSE · WATERFORD, MI
LPL FINANCIAL LLC · WATERFORD, MI
EDWARD JONES · CLARKSTON, MI
J.P. MORGAN SECURITIES LLC · COMMERCE TWP, MI

More in White Lake, MI

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