Asha S Patel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Genisys Credit Union
  White Lake, MI
• 03/2020 → 11/2020
  Cetera Advisor Networks
  El Segundo, CA
• 11/2020 → 12/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 12/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2024 → Present
  Lpl Financial Llc
  White Lake, MI

Previous Registrations

• 2023-06-29 → 2024-12-23
  Cetera Investment Advisers Llc
  Waterford, MI
  Waterford, MI
  Waterford, MI
  White Lake, MI
• 2021-06-22 → 2023-06-29
  Cetera Wealth Services, Llc
  Rochester Hills, MI
  Auburn Hills, MI
  Waterford, MI
  Waterford, MI
  Commerce Twp, MI
  Waterford, MI
  Wixom, MI
  Plymouth, MI
  Ypsilanti, MI
  White Lake, MI

Other Businesses

1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2021-06-14

Other Names

• Ashaben S Patel