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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED | 2026-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services | Virginia Beach | VA | 03/2020 | 07/2020 |
| Us Navy | Norfolk | VA | 12/2014 | 12/2020 |
| Self-Employed | Charlotte | NC | 01/2018 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2020 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2020 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 01/2018 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-25 |
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