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Lisa M Stewart

Fifth Third Securities, Inc.

Cadillac, MI

Traverse City, MI

Suttons Bay, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-09-14
  • MI RA
    APPROVED
    Since 2020-09-14

Branch Locations

123 South Mitchell, Cadillac, MI 49601 • United States

102 West Front Street, Traverse City, MI 49684 • United States

120 North St. Joseph, Suttons Bay, MI 49682 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cadillac MI 11/1996 Present
Fifth Third Securities Cadillac MI 01/2020 Present
  • 11/1996 → Present
    Fifth Third Bank
    Cadillac, MI
  • 01/2020 → Present
    Fifth Third Securities
    Cadillac, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-10
S63 Uniform Securities Agent State Law Examination 2020-07-14
  • S65 Uniform Investment Adviser Law Examination
    2020-09-10
  • S63 Uniform Securities Agent State Law Examination
    2020-07-14

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CADILLAC, MI
MISSION FINANCIAL GROUP, LLC · CADILLAC, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CADILLAC, MI
EDWARD JONES · CADILLAC, MI
EDWARD JONES · CADILLAC, MI
SPC · CADILLAC, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Cadillac, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Cadillac, MI

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