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Joseph Cerqua

Sage, Rutty & Co., Inc.

Rochester, NY

Rochester, NY

CRD 7236829

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Employer firm

Sage, Rutty & Co., Inc. CRD 3254

$3.46B regulatory AUM 60 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-11
  • NY RA
    APPROVED
    Since 2024-09-11

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elmwood Income Partners Llc Rochester NY 03/2020 04/2023
Clover Capital Management Inc./Federated Hermes Pittsford NY 06/1996 03/2020
Sage, Rutty & Company, Inc. Rochester NY 04/2023 Present
  • 03/2020 → 04/2023
    Elmwood Income Partners Llc
    Rochester, NY
  • 06/1996 → 03/2020
    Clover Capital Management Inc./Federated Hermes
    Pittsford, NY
  • 04/2023 → Present
    Sage, Rutty & Company, Inc.
    Rochester, NY
Previous Registrations
  • 2021-11-04 → 2023-04-06
    Elmwood Income Partners Llc
    Rochester, NY
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY

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