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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED | 2022-01-25 |
| PA | RA | APPROVED | 2021-11-19 |
Branch Locations
1400 Civic Place Suite 200, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Southlake | TX | 07/2021 | Present |
| Drexel University | Philadelphia | PA | 08/2016 | 06/2021 |
| Comcast | Philadelphia | PA | 04/2018 | 09/2018 |
| Johnson And Johnson | Fort Washington | PA | 01/2019 | 06/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-31 |
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