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Jason Duane Diefenthaler

Charles Schwab Investment Management, Inc

San Francisco, CA

Naples, FL

CRD 4895764

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Employer firm

Charles Schwab Investment Management, Inc CRD 106753

$1.72T regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-07
  • FL RA
    APPROVED
    Since 2020-07-07

Branch Locations

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

600 5Th Avenue South Suite 210, Naples, FL 34102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasmer, Schroeder & Company, Inc. Naples FL 01/2000 07/2020
Charles Schwab Investment Management, Inc. Naples FL 07/2020 Present
Previous Registrations
  • 2005-01-31 → 2020-07-02
    Wasmer Schroeder
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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