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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-09-23
  • NV RA
    APPROVED
    Since 2024-09-23

Branch Locations

2360 Corporate Circle Suite 160, Henderson, NV 89074 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Las Vegas NV 02/2023 02/2024
All Day Pools Henderson NV 09/2018 Present
Unlv Las Vegas NV 08/2014 09/2019
Nylife Securities Llc Las Vegas NV 02/2023 02/2024
Desert Springs Pool And Spas Las Vegas NV 08/2022 11/2022
Westpac Wealth Partners Las Vegas NV 01/2020 08/2020
Hightower Advisors Chicago IL 02/2024 Present
  • 02/2023 → 02/2024
    New York Life Insurance Co.
    Las Vegas, NV
  • 09/2018 → Present
    All Day Pools
    Henderson, NV
  • 08/2014 → 09/2019
    Unlv
    Las Vegas, NV
  • 02/2023 → 02/2024
    Nylife Securities Llc
    Las Vegas, NV
  • 08/2022 → 11/2022
    Desert Springs Pool And Spas
    Las Vegas, NV
  • 01/2020 → 08/2020
    Westpac Wealth Partners
    Las Vegas, NV
  • 02/2024 → Present
    Hightower Advisors
    Chicago, IL
Other Businesses

1. All Day Pools LLC; Not investment related; 1060 Wigwam Pkwy Henderson NV 89074; Pool Cleaning and service; Owner; 08/2018; 16 hours per month and 2 during securities hours; Make sure regular practices are being done. Respond to any customer complaints. Oversee financials of the business; 2. Henderson Little League; Look over the organization of the Tee-Ball teams in the league; PO Box 91258, Henderson, NV, 89009; Start Date 12/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; charge of the Tee-Ball division and organization of team; 3. UNLV Lee Business School Alumni Board//Not investment related//4505 S. Maryland Pkwy, Las Vegas NV 89154//School Board//Board Member//Treasurer of UNLV Lee Business School Alumni Board//Review transactions report and assure that everything is accounted for//December 15, 2025//2hrs a month//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2023-03-31
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2023-03-31

View on SEC IAPD

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