Benjamin Wagner

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-14
IL	RA	APPROVED	2025-02-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	04/2024	Present
Bmo	Chicago	IL	06/2022	04/2024
University Of Illinois	Champaign	IL	08/2018	06/2022
Loyola Academy	Wilmette	IL	04/2014	06/2018
Northwestern Mutual	Chicago	IL	06/2020	01/2021
Salem Group	Chicago	IL	06/2021	08/2021

04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2022 → 04/2024

Bmo

Chicago, IL
08/2018 → 06/2022

University Of Illinois

Champaign, IL
04/2014 → 06/2018

Loyola Academy

Wilmette, IL
06/2020 → 01/2021

Northwestern Mutual

Chicago, IL
06/2021 → 08/2021

Salem Group

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-06

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