Dali Fu

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → Present
  Transamerica Financial Advisors, Inc
  Houston, TX
• 04/2019 → Present
  Wfgia
  Houston, TX
• 03/2013 → Present
  G. Zaibaq Insurance Agent Inc
  Houston, TX
• 01/2016 → 12/2017
  Huasheng Academy
  Sugar Land, TX
• 01/2017 → 12/2019
  Sunbridge Learning Llc
  Sugar Land, TX
• 06/2017 → 05/2020
  Dhs Math Amp; Science Booster Club
  Sugar Land, TX
• 05/2016 → 12/2019
  Filacube Llc
  Houston, TX
• 09/2018 → 04/2019
  Aaxy Llc
  Austin, TX
• 07/2021 → Present
  Kyros Ai Corp
  Palo Alto, CA
• 08/2021 → 01/2023
  Lspn Pro, Llc
  Lindon, UT
• 09/2021 → Present
  Registered Social Security Analysts (Rssa)
  Houston, TX
• 11/2024 → Present
  First Connect Insurance
  Austin, TX
• 11/2024 → Present
  G. Zaibaq Insurance Agency Inc.
  Sugar Land, TX
• 11/2024 → Present
  Smart Choice Agents
  Greensboro, NC
• 12/2024 → Present
  Lucky Agency
  Houston, TX
• 02/2026 → Present
  Luckshare Insurance Agency Llc
  Houston, TX

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Kyros AI Corp / 0721-Present / Investment Related: No / 622 Loma Verde Avenue Palo Alto , CA 94306 / College Success Advisor/ College prep platform AI. / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 0 / My duty will be involved to introduce the Kyros product to potential customers, invite them and their kids for the seminars regarding college preparation and application, ans assist the enrollment into the program if they are interested. SMART CHOICE AGENTS POSITION: independent agent NATURE: P&C insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2024 ADDRESS: 4121 Beechwood Dr, Greensboro NC 27265, United States DESCRIPTION: Access many P&C carriers through this platform, to provide my clients the P&C insurance solutions. Duties includes prospecting, information gathering, quoting, sales, and services. FIRST CONNECT INSURANCE POSITION: independent agent NATURE: P&C insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2024 ADDRESS: 701 E 5th Street, Austin TX 78701, United States DESCRIPTION: This is a platform I can connect to more than 20 P&C insurance carriers. There is no start up fee and any production requirement. It is just a platform to connect to carriers and manage commission from Carriers. I will work independently using this platform. G. ZAIBAQ INSURANCE AGENCY INC. POSITION: referral NATURE: P&C insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2024 ADDRESS: 800 Bonaventure Way, STE 117, Sugar Land TX 77479, United States DESCRIPTION: I will refer my P&C client to this agency, but not exclusively. I will carry my own E&O in P&C line of insurance business, perform communicate and prospect clients for P&C business. The agency will conduct the quoting, binding and communication with insurance carriers. LUCKY AGENCY POSITION: owner NATURE: P&C insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 12/05/2024 ADDRESS: 6200 Savoy Dr, STE 701, Houston TX 77036, United States DESCRIPTION: P&C insurance quote, communicate with clients and bind, services. LUCKSHARE INSURANCE AGENCY LLC POSITION: pricipal NATURE: P&C insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2026 ADDRESS: 6200 Savoy Dr STE 701, Houston TX 77036, United States DESCRIPTION: This LLC will serve as an insurance agency for my existing Property and Casualty (P&C) business, which I currently operate under the DBA Lucky Agency. It used to sign contract with P&C insurance carriers, manage pass-through commissions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-08
• S63 Uniform Securities Agent State Law Examination
  2020-03-15