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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
VA RA APPROVED 2020-12-23
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • VA RA
    APPROVED
    Since 2020-12-23

Branch Locations

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

208 Golden Oak Ct Stes 250 & 300 Reflections Iii, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Chesapeake VA 03/2018 Present
Wells Fargo Clearing Services, Llc Chesapeake VA 03/2020 Present
Walgreens Chesapeake VA 08/2010 03/2018
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Chesapeake, VA
  • 03/2020 → Present
    Chesapeake, VA
  • 08/2010 → 03/2018
    Walgreens
    Chesapeake, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
  • S66 Uniform Combined State Law Examination
    2020-12-22
Other Names
  • Scott Mosley

View on SEC IAPD

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