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CRD 7235888
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-15 |
Branch Locations
6135 Van Buren Blvd, Riverside, CA 92503 • United States
24325 Crenshaw Blvd, Torrance, CA 90505 • United States
8686 Haven Ave, Rancho Cucamonga, CA 91730 • United States
5531 E Stearns St, Long Beach, CA 90815 • United States
5275 Holt Blvd, Montclair, CA 91763 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | San Diego | CA | 02/2023 | 03/2025 |
| Wells Fargo | Moreno Valley | CA | 12/2014 | 02/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2025 | 04/2025 |
| Northwestern Mutual Investment Services Llc | La Jolla | CA | 03/2025 | 04/2025 |
| Lpl Financial Llc | Riverside | CA | 09/2025 | Present |
| Arrowhead Credit Union | Riverside | CA | 09/2025 | Present |
| Unemployed | Moreno Valley | CA | 04/2025 | 09/2025 |
1: 09/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Arrowhead Credit Union/Member Investment Program - Inv Related - At reported business location(s) 2: 03/16/2026 - Direct Sales/ MLM - Not Investment Related - Moreno Valley, CA - Start Date 02/25/2026 - 16 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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