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Sherry Farley Mitterer

Rbc Capital Markets, LLC

Frisco, TX

Dallas, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

1 Cowboys Way Suite 450, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 03/2021 09/2025
Alluvion Staffing Jacksonville FL 03/2020 03/2021
Meredith Cpa's Irving TX 01/2019 11/2019
Cambridge Associates Dallas TX 02/2018 01/2019
Robert Half - Office Team Dallas TX 11/2017 02/2018
Benefit Harbor Plano TX 02/2016 11/2017
Home Dallas TX 12/2019 03/2020
Rbc Capital Markets, Llc Frisco TX 09/2025 Present
  • 03/2021 → 09/2025
    Raymond James & Associates, Inc.
    Dallas, TX
  • 03/2020 → 03/2021
    Alluvion Staffing
    Jacksonville, FL
  • 01/2019 → 11/2019
    Meredith Cpa's
    Irving, TX
  • 02/2018 → 01/2019
    Cambridge Associates
    Dallas, TX
  • 11/2017 → 02/2018
    Robert Half - Office Team
    Dallas, TX
  • 02/2016 → 11/2017
    Benefit Harbor
    Plano, TX
  • 12/2019 → 03/2020
    Home
    Dallas, TX
  • 09/2025 → Present
    Rbc Capital Markets, Llc
    Frisco, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-31
S63 Uniform Securities Agent State Law Examination 2022-04-20
  • S65 Uniform Investment Adviser Law Examination
    2023-08-31
  • S63 Uniform Securities Agent State Law Examination
    2022-04-20
Other Names
  • Sherry Lynn Farley
  • Sherry Lynn Cook

View on SEC IAPD

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Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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