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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Dallas | TX | 03/2021 | 09/2025 |
| Alluvion Staffing | Jacksonville | FL | 03/2020 | 03/2021 |
| Meredith Cpa's | Irving | TX | 01/2019 | 11/2019 |
| Cambridge Associates | Dallas | TX | 02/2018 | 01/2019 |
| Robert Half - Office Team | Dallas | TX | 11/2017 | 02/2018 |
| Benefit Harbor | Plano | TX | 02/2016 | 11/2017 |
| Home | Dallas | TX | 12/2019 | 03/2020 |
| Rbc Capital Markets, Llc | Frisco | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-20 |
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