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Austin Mark Seelye

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
  • TX RA
    APPROVED
    Since 2024-08-28

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc Westlake TX 07/2021 07/2022
Charles Schwab & Co., Inc. Westlake TX 03/2020 07/2021
University Of Mississippi Oxford MS 08/2015 12/2019
Barton Group Management Llc Mesquite TX 05/2018 07/2018
Charles Schwab & Co., Inc. Westlake TX 07/2022 Present
University Of Mississippi Oxford MS 08/2016 06/2019
Unemployed The Colony TX 12/2019 03/2020
Velvet Hammer Security (Roosters Blues House) Oxford MS 08/2019 12/2019
Charles Schwab Bank, Ssb Westlake TX 07/2024 Present
  • 07/2021 → 07/2022
    Robinhood Financial, Llc
    Westlake, TX
  • 03/2020 → 07/2021
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2015 → 12/2019
    University Of Mississippi
    Oxford, MS
  • 05/2018 → 07/2018
    Barton Group Management Llc
    Mesquite, TX
  • 07/2022 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2016 → 06/2019
    University Of Mississippi
    Oxford, MS
  • 12/2019 → 03/2020
    Unemployed
    The Colony, TX
  • 08/2019 → 12/2019
    Velvet Hammer Security (Roosters Blues House)
    Oxford, MS
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-28
S63 Uniform Securities Agent State Law Examination 2021-11-02
  • S66 Uniform Combined State Law Examination
    2024-08-28
  • S63 Uniform Securities Agent State Law Examination
    2021-11-02
Other Names
  • Austin M. Seelye
  • Austin Seelye

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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