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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Troy | NY | 03/2020 | 09/2020 |
| Advanced Manufacturing Techniques | Clifton Park | NY | 12/2019 | 02/2020 |
| Suny Oneonta | Oneonta | NY | 04/2018 | 05/2019 |
| Autozone | Washingtonville | NY | 09/2016 | 02/2017 |
| Stop And Shop | Washingtonville | NY | 01/2016 | 10/2016 |
| Nyra (Integrated Staffing Corp) | Saratoga Springs | NY | 07/2019 | 09/2019 |
| Unemployed | Washingtonville | NY | 03/2017 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Schenectady | NY | 09/2020 | 10/2021 |
| J.P. Morgan Securities Llc | Schenectady | NY | 09/2020 | 10/2021 |
| Ups | Latham | NY | 10/2019 | 11/2019 |
| Nationwide Insurance Co | Troy | NY | 03/2020 | 09/2020 |
| Unemployed | Round Lake | NY | 06/2019 | 06/2019 |
| Nationwide Investment Services Corporation | Columbus | OH | 11/2021 | 09/2023 |
| New York State Deferred Compensation Board | Albany | NY | 09/2023 | Present |
| Lpl Financial | Albany | NY | 07/2025 | Present |
1- 07/2025 / Empire Financial Associates LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 20 hrs mth / 5 hrs during trading / At reported business location(s) 2- 07/2025 / New York State Deferred Compensation Board / Outside/W-2 Employment / Not Investment Related / 37.5 hrs mth / 7.5 hrs during trading / Albany NY / Start date: 09/14/2023 3- 07/2025 / Meet the Mark Cleaning LLC / Business Owner / Not Investment Related / Ballston Spa NY / Start date: 06/03/2024 4- 07/2025 / Mark Felice / Notary / Notary / Investment Related / Mechanicville, NY / Start date: 02/01/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-30 |
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