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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-13
CA RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-01-13
  • CA RA
    APPROVED
    Since 2021-01-05

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2020 Present
Unemployed Scottsdale AZ 12/2019 03/2020
Arizona State University Tempe AZ 08/2016 12/2019
City Of Scottsdale Scottsdale AZ 01/2015 08/2017
Bank Of America, N.A. Chandler AZ 11/2021 Present
  • 03/2020 → Present
    Chandler, AZ
  • 12/2019 → 03/2020
    Unemployed
    Scottsdale, AZ
  • 08/2016 → 12/2019
    Arizona State University
    Tempe, AZ
  • 01/2015 → 08/2017
    City Of Scottsdale
    Scottsdale, AZ
  • 11/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-29
  • S66 Uniform Combined State Law Examination
    2020-12-29

View on SEC IAPD

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