Sean Kieran Cook

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-14
IL	RA	APPROVED	2021-02-22

TX RA
APPROVED_RES

Since 2021-04-14
IL RA
APPROVED

Since 2021-02-22

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Hanover Park, IL • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	03/2020	Present
Xtreme Trampolines	Carol Stream	IL	09/2012	02/2017
Rockin' Jump	Carol Stream	IL	09/2012	02/2017
Vivax Pros	Denver	CO	01/2017	03/2018
Kind Home Solutions	Englewood	CO	03/2018	04/2018
Central Parks Management	Madison	WI	05/2018	10/2019
Unemployed	Hanover Park	IL	10/2019	02/2020

03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2012 → 02/2017

Xtreme Trampolines

Carol Stream, IL
09/2012 → 02/2017

Rockin' Jump

Carol Stream, IL
01/2017 → 03/2018

Vivax Pros

Denver, CO
03/2018 → 04/2018

Kind Home Solutions

Englewood, CO
05/2018 → 10/2019

Central Parks Management

Madison, WI
10/2019 → 02/2020

Unemployed

Hanover Park, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-25

S66 Uniform Combined State Law Examination

2021-01-25

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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