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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-02-24 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 03/2020 | 11/2021 |
| Jimmy Johns | Omaha | NE | 01/2018 | 03/2020 |
| Amc | Omaha | NE | 04/2017 | 02/2018 |
| Family Fare | Council Bluffs | IA | 07/2015 | 12/2017 |
| Unemployed | Omaha | NE | 11/2021 | 09/2022 |
| Target | Omaha | NE | 09/2022 | 11/2023 |
| Td Ameritrade, Inc. | Omaha | NE | 10/2022 | 01/2024 |
| Charles Schwab & Co., Inc. | Omaha | NE | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-27 |
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