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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-20 |
| CA | RA | APPROVED | 2022-06-30 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
12773 Forest Hill Blvd Suite 207, Wellington, FL 33414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 02/2020 | 03/2020 |
| Minnesota Life Ins Co | St Paul | MN | 04/2020 | 07/2020 |
| Tax & Financial Group | Newport Beach | CA | 04/2020 | 07/2020 |
| Pre-Planning Solutions, Inc. | Wellington | CA | 06/2008 | Present |
| M&N Marketing Insurance Services, Inc. | Wellington | CA | 01/2009 | Present |
| Securian Financial Services Inc | St Paul | MN | 04/2020 | 07/2020 |
| Guardian Financial Partners, Llc | Orange | CA | 03/2022 | 04/2022 |
| Gradient Advisors Llc | Arden Hills | MN | 06/2022 | Present |
Pre-Planning Wealth Advisors, LLC Investment Related 12773 Forest Hill Blvd Suite 207 Wellington FL 33414 Financial & Investment Planning Owner Pre-Planning Solutions, Inc. Not Investment-Related 12773 Forest Hill Blvd Suite 207 Wellington FL 33414 Provide education seminars and marketing material to help people understand the advantages of funeral cremation and estate planning. President/Owner Established in 2008 Hours as Needed - 40 hours a Month Depending on Community Educational Opportunities I create marketing and educational materials to assist people to pre-plan for life's many events from a Financial, Estate and Legacy Planning Perspective. M&N Marketing Insurance Services, Inc. Investment-Related 12773 Forest Hill Blvd Suite 207 Wellington FL 33414 General Agency for Insurance Solutions President/Owner Established in 2009 Hours as Needed - 120 hours a Month Depending on Client Opportunities I offer insurance/annuity solutions to agents and individual clients as they pre-plan for life's many events from a Financial, Estate and Legacy Planning Perspective.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-01 |
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