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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Torrance, CA • United States

21671 Gateway Center Dr Suite 112, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manta Rays Parent Association Monterey Park CA 09/2015 Present
Huntington Realty San Gabriel CA 06/2016 Present
Woodbury Financial Services Inc Diamond Bar CA 08/2020 01/2024
Osaic Wealth, Inc. Diamond Bar CA 01/2024 Present
  • 09/2015 → Present
    Manta Rays Parent Association
    Monterey Park, CA
  • 06/2016 → Present
    Huntington Realty
    San Gabriel, CA
  • 08/2020 → 01/2024
    Woodbury Financial Services Inc
    Diamond Bar, CA
  • 01/2024 → Present
    Diamond Bar, CA
Previous Registrations
  • 2021-03-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Diamond Bar, CA
Other Businesses

1. MANTA RAY PARENT ASSOCIATION POSITION: Head Coach NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 72 START DATE: 09/01/2015 ADDRESS: 350 South McPherrin Avenue, Monterey Park CA 91754, United States DESCRIPTION: I coach kids how to swim and I lead the direction of the swim team. 2. HUNTINGTON REALTY POSITION: Sales Agent NATURE: Real Estate Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2022 ADDRESS: 851 E Valley Blvd, San Gabriel CA 91776, United States DESCRIPTION: Real Estate Sales, research, open house, deal negotiations. 3. J&C FINANCIAL SERVICES POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/17/2023 ADDRESS: 655 S Lincoln Ave, Monterey Park CA 91755, United States DESCRIPTION: Tax Preparer services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-30
  • S66 Uniform Combined State Law Examination
    2021-01-30

View on SEC IAPD

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