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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
21671 Gateway Center Dr Suite 112, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manta Rays Parent Association | Monterey Park | CA | 09/2015 | Present |
| Huntington Realty | San Gabriel | CA | 06/2016 | Present |
| Woodbury Financial Services Inc | Diamond Bar | CA | 08/2020 | 01/2024 |
| Osaic Wealth, Inc. | Diamond Bar | CA | 01/2024 | Present |
1. MANTA RAY PARENT ASSOCIATION POSITION: Head Coach NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 72 SECURITIES TRADING HOURS: 72 START DATE: 09/01/2015 ADDRESS: 350 South McPherrin Avenue, Monterey Park CA 91754, United States DESCRIPTION: I coach kids how to swim and I lead the direction of the swim team. 2. HUNTINGTON REALTY POSITION: Sales Agent NATURE: Real Estate Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2022 ADDRESS: 851 E Valley Blvd, San Gabriel CA 91776, United States DESCRIPTION: Real Estate Sales, research, open house, deal negotiations. 3. J&C FINANCIAL SERVICES POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/17/2023 ADDRESS: 655 S Lincoln Ave, Monterey Park CA 91755, United States DESCRIPTION: Tax Preparer services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-30 |
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