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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-05-24
TX RA APPROVED_RES 2008-01-02
MT RA APPROVED 2005-04-04
  • VA RA
    APPROVED
    Since 2022-05-24
  • TX RA
    APPROVED_RES
    Since 2008-01-02
  • MT RA
    APPROVED
    Since 2005-04-04

Branch Locations

330 N Higgins Ave, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Missoula MT 12/2004 Present
Bank Of America, Na Missoula MT 11/2009 Present
Other Businesses

I*1029265, Entity Type: Entity For Profit, Name of OBA: Project, LLC, Address: Missoula, Montana 59802, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/12/2022, No Hours: 1, No Hours during trading: 0, Duties: Residential Rental real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-01
  • S66 Uniform Combined State Law Examination
    2005-04-01

View on SEC IAPD

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