James Quinn Brueggeman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → 06/2024
  Securities America, Inc
  Kimberly, WI
• 04/2017 → 02/2020
  Jewelers Mutual Insurance Group
  Neenah, WI
• 01/2017 → 04/2017
  Unemployed
  Hortonville, WI
• 07/2013 → 01/2017
  The Nielsen Company
  New York, NY
• 07/2020 → 06/2024
  Securities America Advisors
  Kimberly, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Kimberly, WI

Previous Registrations

• 2020-07-20 → 2024-06-14
  Securities America Advisors, Inc.
  Kimberly, WI

Other Businesses

N/A POSITION: Owner NATURE: Residential real estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2010 ADDRESS: W8018 Lundeen Dr., Hortonville WI 54944, United States DESCRIPTION: I own and manage a small portfolio of rental properties. ZIMMER FINANCIAL GROUP LLC POSITION: Adviser NATURE: Advisor with an investment and wealth management company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2020 ADDRESS: 717 Eisenhower Drive, Kimberly WI 54136, United States DESCRIPTION: Working with clients to learn their goals and place them in portfolios that match their risk profile and will enable them to achieve said goals. DBA - Zimmer Financial Group LLC HIGHLAND CAPITAL POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/10/2022 ADDRESS: 717 EISENHOWER DR, Kimberly WI 54136, United States DESCRIPTION: I will be using Highland Capital primarily for term life insurance for clients that have a need for it. PUBLIC NOTARY POSITION: Agent NATURE: Public Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 717 EISENHOWER DR, Kimberly WI 54136, United States DESCRIPTION: Notarize documents for clients as needed

Exams

• S66 Uniform Combined State Law Examination
  2020-07-17

Other Names

• James Q Brueggeman