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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-07
  • CA RA
    APPROVED
    Since 2021-10-07

Branch Locations

North Hills, CA • United States

3605 Long Beach Blvd Suite 234-B, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Long Beach CA 03/2020 Present
Primerica Financila Services Long Beach CA 01/2018 Present
Usc Trio - Upward Bound Saturday Academy Los Angeles CA 02/2017 05/2017
Lpfi Smash Summer Program Los Angeles CA 05/2016 07/2019
Best Mark Los Angeles CA 05/2015 10/2021
Dsg Associates Los Angeles CA 05/2015 10/2021
Kipp Socal Public Schools Los Angeles CA 07/2014 07/2020
  • 03/2020 → Present
    Long Beach, CA
  • 01/2018 → Present
    Primerica Financila Services
    Long Beach, CA
  • 02/2017 → 05/2017
    Usc Trio - Upward Bound Saturday Academy
    Los Angeles, CA
  • 05/2016 → 07/2019
    Lpfi Smash Summer Program
    Los Angeles, CA
  • 05/2015 → 10/2021
    Best Mark
    Los Angeles, CA
  • 05/2015 → 10/2021
    Dsg Associates
    Los Angeles, CA
  • 07/2014 → 07/2020
    Kipp Socal Public Schools
    Los Angeles, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-30
S63 Uniform Securities Agent State Law Examination 2020-05-14
  • S65 Uniform Investment Adviser Law Examination
    2021-09-30
  • S63 Uniform Securities Agent State Law Examination
    2020-05-14
Other Names
  • Germaine Larice Burd
  • Germaine Larice Parker

View on SEC IAPD

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