Colin D Moe

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2021
  Siena College
  Loudenville, NY
• 07/2020 → 12/2021
  Partners Capital Services, Inc.
  Hauppauge, NY
• 01/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 06/2015 → 07/2017
  Riverhead Dodge
  Hauppauge, NY
• 03/2020 → 12/2021
  American Capital Partners, Llc
  Hauppauge, NY
• 08/2026 → Present
  Bank Of America, N.A.
  Melville, NY

Previous Registrations

• 2020-07-17 → 2021-12-16
  Partners Capital Services, Inc.
  Hauppauge, NY

Other Businesses

I*1065264For profit or not for profit: Entity For Profit Name of outside business organization: Amazon Kindle Direct Publishing Investment related: N Address of business: North Charleston, South Carolina, 29406Nature of business: Corporation Position, title, association: Other, Start date of relationship: 11/8/2022 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Just looking to publish some writing on amazon eBooks/kindle, Looking to publish some personal fiction short stories on amazon I*1732311Entity Type, Name of OBA: Entity For Profit Moe Money Merch LLC Address: Hauppauge New York11788Investment Related: No Compensation: Yes Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 03/15/2024No Hours: Weekly No Hours during trading: 0 Duties: This entity is not established yet. I am looking to establish a single member LLC for myself to utilize for online sales of merchandise & collectibles on popular sites like eBay I*2086297, Entity Type: Fiduciary, Name of OBA: M Family Trust, Address: Hauppauge, New York, 11788, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 13-Nov-2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-Trustee of family trust

Exams

• S66 Uniform Combined State Law Examination
  2020-06-20

Other Names

• Colin David Moe