Joshua Peter Ringelberg

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-06-10

WI RA
APPROVED

Since 2024-06-10

Branch Locations

6220 S 108Th St Suite B, Hales Corners, WI 53130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Milwaukee	WI	02/2020	06/2024
University Wisconsin Whitewater	Whitewater	WI	01/2016	12/2019
Martin Brower	Whitewater	WI	05/2018	08/2019
Nike Outlet	Johnson Creek	WI	03/2018	04/2018
Arena Americas	Oak Creek	WI	05/2017	09/2017
Osaic Wealth, Inc.	Hales Corners	WI	06/2024	Present

02/2020 → 06/2024

Rbc Capital Markets, Llc

Milwaukee, WI
01/2016 → 12/2019

University Wisconsin Whitewater

Whitewater, WI
05/2018 → 08/2019

Martin Brower

Whitewater, WI
03/2018 → 04/2018

Nike Outlet

Johnson Creek, WI
05/2017 → 09/2017

Arena Americas

Oak Creek, WI
06/2024 → Present

Osaic Wealth, Inc.

Hales Corners, WI

Previous Registrations

2021-06-17 → 2024-06-04

Rbc Capital Markets, Llc

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-15

S66 Uniform Combined State Law Examination

2021-06-15

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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