Garrett A Klekota

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 12/2019 → 02/2020
  Unemployed
  Amherst, OH
• 07/2019 → 12/2019
  Foxtrot
  Chicago, IL
• 06/2018 → 06/2019
  Sac Wireless
  Chicago, IL
• 09/2015 → 06/2019
  Depaul University
  Chicago, IL
• 01/2017 → 06/2018
  Foxtrot
  Chicago, IL
• 06/2016 → 12/2016
  Shipbob
  Chicago, IL
• 02/2020 → 06/2023
  Equitable Advisors, Llc
  New York, NY
• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2023 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 2020-09-17 → 2023-06-15
  Equitable Advisors, Llc
  Austin, TX
  Houston, TX
  San Francisco, CA

Other Businesses

OBA ID: 1427249 For profit or not for profit: For Profit Name of outside business organization Wag! Walking Investment related: No Address of business (City and State Only): San Francisco, CA Nature of business: Walking/Sitting Dogs Position, title, association: Dog walker/sitter Start date of relationship: 8/1 Number of hours devoted: 5-10 on weekends Number of hours devoted during trading hours: 0 Duties: I walk/dogsit on the weekends.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-21

Other Names

• Garrett Klekota
• Garrett Alan Klekota